Risk Management and Regulatory Compliance

Business and front line units face constant change – economic, environmental, political, regulatory, technological, and competitive. By assessing risks and implementing consistent, repeatable, and sustainable controls, our risk management consultants can help you achieve and maintain superior results, and we provide an exceptional client experience.

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How Do You Respond to Constantly Changing Rules?

Pandemics, elections, climate change, emerging competitors, expanding geographic boundaries, acquisitions, developing technology, new strategies, and a fluid regulatory landscape create business opportunities and challenges. We will work with you to understand rule requirements, design workflows and controls, deploy teams and technology, analyze and report on key performance metrics, and optimize and sustain regulatory processes. You will have peace of mind that your processes are compliant, your reputation is protected, and you are positioned to deliver results.

Areas of Expertise

Where We Excel

Eliassen Group has a track record of focused, pragmatic execution of initiatives that seamlessly integrate risk management and controls, allowing clients to run their business. Areas in which we excel include the following:

Governance and Policy Implementation

Governance and Policy Implementation

We combine regulatory, program, and change management to enhance risk management and compliance process and embed policy and governance into front-line units.

Our capabilities include:

  • Program implementation and execution
  • Regulatory impact and alignment (OCC, FRB, CFPB, GLBA, GDPR, NYDFS 500, etc.)
  • Monitoring and testing
  • Exam management
Regulatory Change Implementation

Regulatory Change Implementation

Shifting from one regulation to another is a complex process that often distracts businesses from serving customers. We design and execute programs to ease these transitions.

Our capabilities include:

  • Risk assessment execution (COSO, COBIT, NIST, etc)
  • Regulatory change implementation
Issue Management and Remediation

Issue Management and Remediation

Self-identified issues or areas of improvement found during a regulatory review can trigger costly actions and long-term reputational damage. Our practice helps you return to normal business operations.

Our capabilities include:

  • Portfolio and project management
  • Issue management reporting
  • Remediation execution
Risk and Compliance Operational Execution

Risk and Compliance Operational Execution

Executing targeted processes in a resource-constrained, constantly evolving regulatory environment can be challenging. We deliver by deploying subject matter experts and completing key risk and control processes on your behalf.

Our capabilities include:

  • Control design, documentation and testing, including SOC readiness
  • Control self-assessment completion
  • Compliance operations and security monitoring execution
  • Process and reporting optimization
  • Shared services migration
Risk and Compliance Technology Implementation

Risk and Compliance Technology Implementation

We manage changing technology and cybersecurity threats by standing up targeted first, second, and third line of defense programs and solutions focused on technology enablement, and our team of regulatory experts help ensure requirements are met.

Our capabilities include:

  • Risk technology implementation and transformation, including:
    • GRC
    • Case management
    • Actimize
Interim Risk and Controls Manager to Support Year-End Controls Testing

Interim Risk and Controls Manager to Support Year-End Controls Testing

After the client's RCF manager left, Eliassen Group stepped in to provide support.

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A Powerful Blend of Technology and Business


Eliassen Group's Professional Services team members know that the best results come from when Business and Technology teams work together, side by side. With our expertise and collaborative approach, we can help you move to the cloud, optimize finance or operational processes, modernize technologies, or accelerate time-to-market.

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Find out how our Risk Management and Regulatory Compliance services can help you achieve greater growth and performance. Contact us today.

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